Compliance Officer - Investments - Job Details

Job in 'Financial Services' discipline and 'Investments / Assets Management' category

Advertised Details
Job title: Compliance Officer - Investments
Reference code: GHQ14208
Job category: Investments / Assets Management
Position status: Vacant Min Salary (p/m): Market related
Position type: Permanent Max Salary (p/m): Market related
City: Northern Gauteng  
Gauteng Investment house requires the services of an experience Compliance Prof to join the team
Skills Required
BCom with specialisation in finance or investments, or BCom Law, or LLB with relevant compliance
Reg28 reporting essential
BCom Honours, MBA, CFA, or Post Graduate Diploma in Compliance
Investment Securities / Investment Markets.
3 – 5 years relevant compliance/risk management experience
Retirement Fund environment
Collective Investment Schemes environment
ASISA Codes, Standards and Guidelines,
Medical Schemes Act
Internal limits, and Client Mandatory Limits,
LISP environment,

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